The European Journal of Orthodontics Advance Access originally published online on September 15, 2008
The European Journal of Orthodontics 2008 30(5):449-468; doi:10.1093/ejo/cjn048
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Sheldon Friel Memorial Lecture 2007
Myths and Legends in Orthodontics*
Radboud University Nymegen, Netherlands
Address for correspondence Frans P.G.M. van der Linden, Pauluslaan 15, NL-6564 AP Heilig Landstichting, The Netherlands, E-mail address: fransvanderlinden{at}planet.nl
| Summary |
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Opinions and procedures, which are incorrect or invalid but continue to exist, are discussed. Eight seldomly criticised subjects have been selected which are relevant for the theory and practice of orthodontics. First, the idea that all individuals have or can reach an occlusion with contact between all opposing teeth is commented upon. Second, interest and preferences of editors and referees in the acceptance of manuscripts is clarified and the neglecting of published information explained. Third, the reliability of conclusions drawn from lateral roentgenocephalograms is reviewed in regard of the accuracy of commonly used bony landmarks. Fourth, the interpretation of growth data concerning visual interpretation, error of the method and reliability of conclusions based on cephalometric data, is treated. Fifth, the need of lateral roentgenocephalograms and recently developed digital techniques for diagnostic purposes is evaluated. Sixth, the validity of facial orthopedics, and particularly its supposed contribution to the improvement of facial configuration and beauty is analysed. Seventh, the idea that the increase of mandibular intercanine width is the cause of the occurrence of mandibular incisor irregularities after alignment by treatment is challenged. Eight, the usefulness of traditional removable retainers as the Hawley and "wrap-around" appliance, is questioned and an approach and design, adapted to the change from banding to bonding of fixed appliances, is presented.
| Introduction |
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In the past 50 years, the field of Orthodontics has changed markedly. On the one hand, theoretical and particularly clinical advancements have made treatment procedures more efficient and refined, facilitating the realisation of excellent results. On the other hand, concepts and procedures have been generally accepted, which are improper or useless. A critical view on a number of these aspects is presented.
| Occlusion |
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A standard occlusion with all anterior and posterior opposing teeth in contact with each other is taken for granted in most textbooks and publications in dental and orthodontic journals. Orthodontic malocclusions are supposed to be treated to an ideal occlusion and vertical contacts in habitual occlusion subsequently maintained, albeit that minor changes in tooth position may occur later. However, this concept is not true. Many individuals have no vertical contact of the anterior teeth. A solid occlusion between all opposing posterior teeth often does not exist, however, less frequently.
Lack of vertical contact can be differentiated in open bites and nonocclusions. The change-over point is where the overlap gets lost. Whether or not an overlap exists in borderline situations is irrelevant for the therapy and further development (Moyers, 1988
). Open bites and nonocclusions occur in all types of malocclusions, including coverbites (Class II/2s and Class Is with symptoms of Class II/2) (Figure 1). They occur worldwide, and frequently in the Netherlands. A large Dutch epidemiologic study revealed that the mandibular incisors were not in contact with the maxillary incisors in 40% of the 2,273 examined individuals between 15 and 70 years of age. This was even more common in adolescents (between 15 and 20 years of age), among whom 59% of 525 examined individuals did not have anterior contact. For the posterior regions, the percentages for open bites and nonocclusions combined were 10% and 18% for the study group as a whole and adolescents, respectively. These data indicate that open bites and nonocclusions occur more often in adolescents than in adults (De Kanter, 1990
; Frankenmolen, 1990
). Based on these findings and information from other studies, it can be concluded that open bites and nonocclusions disappear spontaneously in about half of the children between 8 and 15 years of age, and in about one third of the adolescents (Goldstein and Stanton, 1936
; Helm, 1970
). In most of these cases, the tongue interposition plays a major role. The transition to another tongue position in the growing and maturing face is related to changes in size, relationships and behaviour of various structures and to an alteration of the genetically determined neuromuscular control of the tongue position at an older age.
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Orthodontic correction of open bites and nonocclusions is often difficult and all over vertical contact cannot always be achieved. Furthermore, established vertical contacts can get lost, sooner or later. Open bites and nonocclusions can exist lifelong, as can be seen in a patient, which treatment was started by the author in 1957 and documented again 50 years later in 2007 (Figure 2).
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Indeed, an occlusion in which all anterior and posterior opposing teeth are in contact with each other is not found in a substantial part of the population and cannot be achieved in all malocclusions treated orthodontically, even not with complementary orthognathic surgery. In quite a number of cases in which this goal could be achieved, some loss of vertical contact occurs later on (Figure 18).
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In conclusion, the so called ideal standard occlusion as the exclusive norm, is a myth. Situations in which functional conditions prohibit reaching a full solid occlusion, or cause a partly return to lack of vertical contacts between opposing teeth after treatment, should be accepted as a reality.
| Literature |
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The content of popular journals sold to the general public is mainly based on what the market wants. Professional journals accept and reject manuscripts partly based on what editors consider to be of interest for the subscribers, often supported by the opinion of referees. Publications which challenge common views are not so readily accepted, and particularly not recommendations for approaches which are an improvement but result in a reduction of the financial benefit for the provider. That applies especially to existing diagnostic techniques and newly introduced ones which seem to enhance the professional status of the practitioner, but provide information that can also be obtained with simpler means or is not needed anyhow. In addition, publications with remarks of that type are generally neglected and seldom referred to.
Interest of editors varies and new editors may accept papers which their predecessors did not consider to be of interest to the readers. Besides, interests of readers vary over time. The author experienced that at the end of the sixties and early seventies of last century. In 1968 he submitted a manuscript with the title "The application of removable orthodontic appliances in multiband techniques" to the American Journal of Orthodontics. The manuscript was rejected by the editor Pollock and subsequently submitted to the Angle Orthodontist, which editor Lewis published without any changes. One year later, the author submitted a research paper "The study of roentgenocephalometric bony landmarks" to the American Journal of Orthodontics. The editor Dewel, who recently had replaced Pollock, wrote back that he was only willing to publish that paper if first a manuscript was submitted on the use of removable appliances, which was done. In 1971, the cephalomatric paper and the paper "The removable orthodontic appliance" appeared with a few months in between (Van der Linden, 1971
1; 1971
2). Partly based on this type of experience, and the selection of editors and preferences and ideas of referees, the author concentrated on publishing in textbooks (Van der Linden and Duterloo, 1976
; Van der Linden, 1983
; 1986
; Van der Linden and Boersma, 1987
; Van der Linden, 1990
; 1996
; 1997
; 2004
).
In conclusion, what appears in professional journals is to some extent selected on subjective grounds. Authors are inclined to submit papers that meet the wishes of the journals in which they like them to be published. In addition, information that is not attractive for the readers is conveniently neglected.
| Reality of Cephalometrics |
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It is amazing to realise that cephalometrics has been used in orthodontics for more than 50 years without much interest in its validity. The first paper on the accuracy of commonly used landmarks appeared in 1961 and was based on one skull only (Yen, 1961). The second paper on this topic was the one of the author mentioned in the previous paragraph (Van der Linden, 1971
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Also the posterior nasal spine varies in anteroposterior position and is not representative for the posterior demarcation of the maxilla, but the dorsal boundaries of the maxillary tuberositas are (Figure 4B).
The influence of the position and inclination of the maxillary central incisors on the morphology of the anterior part of the maxilla shows up clearly when the crowns of these incisors become tipped palatally by excessive coverage of the lower lip as happens in Class II/2 situations and in other malocclusions with a high lower lip position (coverbites). The curvature gradually disappears when the apices move labially (Figures 5, 6).
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In conclusion, the generally accepted definitions of cephalometric bony landmarks are not correct for a number of points. Furthermore, it is wrong to assume that point A is a good representation of the anterior boundary of the maxilla in the alveolar region and posterior nasal spine of the posterior boundary.
| Interpretation of Growth Data |
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Visual interpretation
In 1970, the author published two papers in the journal Growth. The first one "The interpretation of incremental data and growth curves" mainly dealt with the visual interpretation of graphical presentation of growth data (Van der Linden, 1970
1). In the traditional way of presentation by graphs, the recorded values are plotted and connected with each other. Incremental data are visualised by plotting half way between subsequent observations the addition that had been recorded by abstracting the previous observation from the following one (Figure 7). The problem with this way of presenting is that by looking at an incremental curve you gain the impression that the growth peak lasted longer than it actually did. Indeed, the ascending part of the peak is the connection between a point representing a relatively large change for the period that was preceded by a period of small change. However, for the descending part the reverse holds true.
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A histogram is better suited for the illustration of incremental data of a single individual. The height of a bar represents the average rate during the time interval represented by its base. In the polygon presentation, formed by connecting points with straight line segments, the peak stretches over to the next period, in which only little growth occurred (Table 1, Figure 8).
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The relationship between the timing of a certain biological phenomenon and the dates on which records are taken, can affect the information obtained considerably. Theoretically, a growth spurt that lasts 12 months will be recorded as a one-year spurt only, when one of the annual measurements happens to coincide with its date of onset. When the registrations are planned six months later in time, then the one-year lasting growth spurt will be recorded as one that was equally spread over a two-year period. This phenomenon and some other aspects are illustrated in Figure 9. The here mentioned phenomena justify the statement that many biological events presented in incremental data, or in velocity curves, are probably of a shorter duration than is usually concluded.
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It is well-known that the rapid increase in stature during puberty does not happen uniformly but occurs in a specific sequence in the various parts of the body. First the legs become longer and some time later the trunk increases in height. Furthermore, the lower leg precedes the upper leg in the period of rapid growth (Figure 10). From these observations, in addition to the phenomena explained above, can be concluded that in separate anatomical structures, as long bones, the rapid proliferation of cartilage at the epiphysial disks can lead to a marked increase in bone length in a short period of time. The same holds probably true for the mandible in which the cartilage at the condyle also provides the potential of rapid growth.
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Error of the method
The second paper in the journal Growth "On the analysis and presentation of longitudinally collected growth data" focuses on the mathematically and statistically correct interpretation of collected growth data (Van der Linden et al., 1970 2
). In that respect, the error of the method is essential, which increases by
2 = 1.4 in cases of adding or abstracting independent normally distributed variables (Figures 11A, B).
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Two single, independent variables drawn from normal distributions can be considered to differ significantly with a confidence level of 95% when two recorded values are 2.8 (=1.96 x
2) or more times the error of the method apart (Figure 11C).
Neighbouring increments in longitudinal growth data have a negative correlation induced by the way they are obtained. They cannot be treated as independent variables (Figure 11). Consequently, differences between two single neighbouring increments can only be considered as significant with a confidence level of 95% when the two recorded increments are 4.8 (= 1.96 x
6) or more times the error of the method apart (Figure 11D).
Reliability of cephalometric conclusions
The comments made above regarding the effect of the error of the method apply also to data collected from tracings of lateral roentgenocephalograms. For example, the angle ANB is calculated as the difference between angle SNA and angle SNB. Accepting an average error of the method for all bony point determinations of 0.7 mm, and that corresponds with 0.7° for the angles SNA and SNB in the calculation of angle ANB, the error of the method for angle ANB will be
2 x 0.7° = about 1°. This implies that for arriving at the conclusion that the angle ANB has changed significantly at a 95% confidence level between the start and the conclusion of active treatment the difference should be at least 2.8°. To be able to conclude that the change in angle ANB between the start and the conclusion of active treatment is larger than the change in angle ANB between the latter and two years later the difference should be 4.8° or more.
Clinicians seldom realise these limitations. Over the years, many superimpositions of tracings have been made with the presumption to accurately visualise changes during treatment and thereafter. Also treatment results and subsequent changes have been quantified in tenths of mms and degrees. Examinations at the end of educational programs usually require documentation of treated cases including superpositions with accompanying numerical data. The same applies to those who take the examination for the American Board of Orthodontics and boards in other countries. The author does not expect that the profession is readily willing to accept these limitations and realise the inaccuracy of tracings and superpositions. Nevertheless, the assumed accuracy is a myth.
How difficult it is to arrive at reliable conclusions in the analysis of longitudinal growth data was experienced in the Nymegen Growth Study, a mixed-longitudinal interdisciplinary study of growth and development that involved 468 children. Of all recorded cephalometric values, only a significant adolescent growth spurt could be concluded for the measurement articulare-gnathion in boys, but not in girls (Prahl-Andersen et al., 1979
).
In conclusion, the calculation and presentation of growth data contain pitfalls. Indeed, some mathematical and statistical knowledge is required to arrive at valuable conclusions. Most clinicians are not aware of these shortcomings and reach conclusions which are not substantiated by the information provided, particularly regarding cephalometric data.
| Diagnostic procedures |
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Since the introduction of roentgencephalometrics in the early thirties of last century, various sophisticated techniques have been developed which provide detailed three-dimensional information of the head, in digitised form. There is a tendency to apply these techniques in instances where it is not needed. The information that is required to arrive at an adequate diagnosis and treatment plan can often be obtained with simpler and cheaper means.
That also applies to lateral roentgenocephalograms which are routinely taken in orthodontic offices worldwide. However, they are frequently not needed. That view was expressed already more than 20 years ago as the quote taken from the textbook "Diagnosis and Treatment Planning in Dento-facial Orthopedics" shows (Van der Linden and Boersma, 1986).
"Nowadays, it is not necessary to take a lateral skull radiograph of the average patient who presents himself for orthodontic treatment. In fact, only a limited number of cases will actually need such a radiograph, i.e., patients with markedly abnormal faces and extreme anomalies and particularly those cases where disturbed facial growth seems evident, or may be expected, such as some Class II and Class III anomalies and cleft patients. If combined orthodontic and surgical correction is contemplated, then lateral and often other skull radiographs are indispensable. This also applies for anomalies with a marked component of asymmetry."
However, little has changed in that respect as could be expected as long as insurance companies are willing to pay for the radiographs and in addition offer a fee for making tracings and numerical quantifications: the cephalometric analysis. Also the requirements of these records and analyses for examinations and Boards make it difficult to abstain from collecting them.
The essential formation, that is required to arrive at an adequate diagnosis and treatment plan, can be obtained in most cases by careful examination and palpation of the patient, dental casts derived from high quality impressions and an orthopantomogram or complete set of intraoral radiographs. Important is a good estimation of the anteroposterior jaw relationship, the relative height of the lower face, and the dimensions of the part of the jaws which can contain the forming teeth and the roots of the occluding permanent teeth, in comparison to tooth dimensions. To facilitate the estimation of the relationship between the teeth and the jaws the author introduced the concept of the apical area, divided for each jaw in three sections, of which only the posterior ones increase substantially with growth (Figures 13–
15). Of course, a good understanding of the development of the dentition and of facial growth is needed to be able to estimate what can be accomplished with treatment and expected during the remaining period of growth.
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In conclusion, there is a tendency of clinicians to use radiographs and sophisticated techniques to arrive at a diagnosis which can be obtained with simpler and cheaper means. The influence of refunding by insurance companies and the add to the professional esteem should not be underestimated in this phenomenon.
| Validity of Facial Orthopedics |
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Many practitioners who use headgears, facial masks and functional appliances believe that by using these methods more beautiful faces can be created than otherwise should have come about. Also the author believed that until the findings of the randomized clinical trial from the University of North Carolina were presented (Tulloch et al., 1998
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The tracings show that during treatment the height of the lower part of the face increased considerably with the increase in ramus length. This phenomenon has been found to occur with cervical headgear treatment (Baumrind et al., 1981
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Figure 18 presents a girl with a large lower anterior facial height, in whom a parietal (high-pull) headgear had restricted the caudal development. However, marked vertical development occurred after treatment. The total height of the face barely increased during treatment. The growth of the maxilla was inhibited, and the chin had moved anteriorly. The vertical development after treatment was considerable. The maxillary permanent first molars erupted significantly, the condyles experienced extensive vertical growth, and the lower facial height increased substantially.
It is often not realised, how much growth still can take place after active treatment has been concluded. To demonstrate that aspect, Bolton standards have been differentiated in periods of facial growth of three years (Figure 19). These illustrations show that the quantity of growth influenced by treatment is relatively small. It has been demonstrated that, after facial orthopedic treatment, the former growth pattern returns (Melsen, 1978
). The effect is clearer in boys than in girls, because boys exhibit more growth after treatment. The end result of facial orthopedic therapy depends mainly on the amount of growth that occurs after treatment and on the application of facial orthopedic retentions (DeVincenzo, 1991
; Junkin and Andria, 2002
; Pancherz, 1997
; Wieslander, 1993
). These aspects are illustrated in Figures 20–
22. The return to the original growth pattern, the "catch-up" phenomenon, has been observed in overall body growth in humans and animals. A child who experiences a long-lasting illness or is severely underfed will not grow. When the health and living conditions have returned to normal, accelerated growth will compensate for the deficiency until the child is caught up. However, when poor conditions continue until the epiphyseal disks are closed, the potential stature will not be reached.
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Although in general no permanent effect remains of facial orthopedic therapy that does not mean that such a treatment does not have advantages. Essential in that respect are the temporary improvement of the sagittal maxillomandibular relationship and the increase in lower facial height through which it becomes easier to reach a neutroocclusion in a biological way. When Class II/1 malocclusions are concluded with a rigid intercuspation, the neutroocclusion will be maintained (Figure 22A). However, that does not apply to Class IIIs, because continued mandibular growth can lead to mesioocclusion again. Besides, it is not clear if the changes caused by extraoral traction on the maxilla also experience the catch-up phenomenon. The long-term result of anterior traction exerted on the maxilla by a facial mask indicates that at least part of the effect is permanent.
In conclusion, the amount and direction of facial growth can be influenced to a limited extent by facial orthopedic therapy. However, with continuing growth after treatment and without facial orthopedic retention, the improvement in facial configuration by the treatment is lost, probably with the exception of the displacement of the maxilla. However, facial orthopedic therapy can still serve to facilitate the correction of Class II malocclusions at the end of the second transitional period.
| Stability of mandibular incisor position |
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Irregularities of mandibular anterior teeth often occur after orthodontic treatment, even after years of retention. However, normal dentitions that never have been treated orthodontically show this phenomenon also, but less frequently (Sinclair, 1983
The occurrence of irregularities in the mandibular anterior region has been blamed repeatedly on the return to the original intercanine distance after enlargement by orthodontic treatment (Sinclair, 1981; Little, 1999
; Little et al., 1990
). However, a decrease of this distance has also been observed in normal occlusions at a later age (Meng et al., 1985
).
This generally for granted taken cause – effect relationship can also be turned around and it can be hypothesised as well that the occurrence of irregularities in incisor positions causes the reduction of the intercanine width. Indeed, irregularities of the mandibular anterior region can be attributed as much, or even better, to riding at the marginal ridges of the maxillary incisors (Duterloo, 1991
; Van der Linden, 1998
).
The morphology of the anterior teeth varies considerably. The shape of the palatal surfaces of the maxillary anterior teeth determines how extensive the occlusal contacts can be and where these contact can be located. Some maxillary incisors have heavy marginal ridges which extend to the incisal edge. Others may have ridges that do not reach so far and have a flat palatal area close to the incisal edge that allows full occlusal contact with a shallow overbite (Figure 23). However, the overbite increases gradually after orthodontic treatment (Al Yami et al., 1999
). By this deepening of the bite the broad occlusal contact can alter in a riding of the incisal labial edges of the mandibular anterior teeth on the marginal ridges of the opposing incisors. It may well be that this is the primary cause of the occurrence of irregularities in the mandibular region, in orthodontically treated individuals as well as in those who never had undergone orthodontic therapy. The decrease in intercanine distance is then the effect, not the cause of the development of crowding. Hence, the author has recommended removing the marginal ridges of the maxillary anterior teeth in the last stage of orthodontic treatment (Figure 24). An alternative is filling up the area between the marginal ridges with composite that might be indicated in situations where a more palatal position of the maxillary incisors is not desired.
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In conclusion, the idea that the increase of mandibular intercanine distance by orthodontic treatment is the cause of occurrence of irregularities in the mandibular anterior region, can be considered to be a myth. The removal of marginal ridges of the maxillary anterior teeth is justified to arrive at flat occlusal contacts because it most likely will reduce the tendency to develop crowding in the mandibular anterior region.
| Retention strategies |
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The introduction of bonding led to major changes in restorative dentistry, but also in orthodontics. Cementation of bands was replaced by bonding of attachments. Furthermore, the potential of improving the shape and colour of teeth contributed considerably to the attainment of beautiful looking dentitions, particularly when missing incisors are substituted by adjacent teeth.
It is remarkable that the introduction of bonding had little effect on retention strategies. By the moving from banding to bonding, interproximal spaces due to the presence of bands did not have to be closed anymore. Furthermore, all teeth could be brought to ideal positions because nothing interfered with interproximal and occlusal contacts. Consequently, there was no need anymore to move teeth with a retainer appliance after fixed appliances were removed when the treatment was carried out correctly. The traditional removable retainers, as the Hawley and "wrap-around" appliance do not offer adequate control over the canines as they have large open U-loops at the canine region and the labial/buccal wires are flexible and can easily become deformed. Furthermore, when opposing posterior teeth are in correct mesiodistal and buccal relationships, they can sock-in after the appliance is removed. With normal functional conditions, the cone-funnel mechanism will lead to maximal intercuspation and the pressure of the tongue and buccal musculature will bring the posterior teeth to balanced positions. Indeed, retention of the posterior teeth is not needed in cases with a solid occlusion. Only the anterior teeth have to be supported three-dimensionally to maintain the positions obtained.
When it is accepted that teeth do not have to be moved with a retainer, the design has to meet the requirements of maximal control of the six anterior teeth with firm clasp functions in that area. In addition, the plate should be comfortable to wear and certainly biting on metal parts should be avoided. These conditions can be met with a 0.7 mm spring hard stainless steel wire that is fully in contact with the labial surfaces of all six anterior teeth. By returning the arch wire at the distal side of the labial surface of the canines to be continued in a C-clasp loop at the cervical area and subsequently going to the palatal between the canine and lateral incisor, rigidity, stability and fixation are secured. In case the technical skill is lacking to produce a well-adapted labial arch, application of a strip of clear acrylic resin at the labial arch can provide adequate coverage of the labial contours. The palatal surfaces of the posterior teeth should not be in contact with the acrylic. These teeth should have freedom of movement to allow an unimpeded socking-in and reaching balanced buccolingual positions. An exception applies to the most distally located molars which have C-clasps to add to the fixation of the plate (Figure 25).
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Even after careful finishing of the treatment with multibracket appliances, minor irregularities can be overlooked which show up after the appliances are removed. These slight irregularities can be taken care of by "instant corrections" built in the retainer. Plaster is scrapped away where the labial arch has to be placed more palatally and layers of tinfoil closely are adapted to the palatal surfaces where the teeth have to move palatally. By modifying the plate for instant corrections, the teeth can attain the correct position right away. The extra wide periodontal spaces, present when the active appliances are removed, offers sufficient space to realise limited displacements instantaneously. Finally, the clasp function at the canines and the adaptation to the contours of the labial surfaces can be controlled with silk dental floss (Figure 27). The removable retainer described and recommended here can work excellent for many years, is rigid because it has no open loops and the labial wire does not deform with careful use. Checking once a year is usually sufficient when the patient handles the appliance diligently and removes it by pulling it down with fingernails on top of the wire at the cervical area of the canines.
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Indeed, the widely used traditional removable retainers are not designed to be used after treatment with bonded fixed appliances. Retainers with flexible metal parts, intended to move teeth, should not be applied anymore, because only minor tooth movement should be required. Those can be handled well with instant correction.
| Final remarks |
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Orthodontics can be differentiated in basic and clinical fields. In contrast to clinical approaches, basic aspects have altered little over the years. They have to be considered as the foundation of orthodontic theory. Lack of insight in the basic aspects leads to misinterpretation and improper assumptions and procedures of which some have been presented above.
The basic aspects involve the "Development of the Dentition", "Facial Growth and Facial Orthopedics" and "Orofacial Functions". The author has been chief-editor of a series of DVD's which treats these basic aspects in a sophisticated multimedia multilingual mode (Van der Linden et al., 2003
; 2004
; 2002 1 ; 2002 2 ; Van der Linden and Proffit, 2001
; Proffit et al., 2006
). Furthermore, most of the topics presented here have been dealt with in detail in the author's last book "Orthodontic Concepts and Strategies", now available in six languages and from which most illustrations in this paper are taken (Van der Linden, 2004
).
It has to be realised that the views presented above are the personal opinion of the author. He is the only one responsible for the contents of this paper.
Finally, it is appropriate to state that phenomena presented above are not unique for orthodontics. They occur in other dental disciplines, in medical fields and in other professions. Myths and legends are found everywhere.
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| Notes |
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* This paper is published as submitted without being subject to refereeing or editorial correction. The article does not comply with the formatting of the European Journal of Orthodontics.
| References |
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